-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Co/3PlQmluN1QpOY6V+9pXts4mO/btU+prfu2AlZXvsJX+HQ7ffc1E+y1blJsGGP e0jBfgIB2Lx674iA4Svwbw== 0001074023-01-500026.txt : 20010223 0001074023-01-500026.hdr.sgml : 20010223 ACCESSION NUMBER: 0001074023-01-500026 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 3 FILED AS OF DATE: 20010214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ALLIS CHALMERS CORP CENTRAL INDEX KEY: 0000003982 STANDARD INDUSTRIAL CLASSIFICATION: MISC INDUSTRIAL & COMMERCIAL MACHINERY & EQUIPMENT [3590] IRS NUMBER: 390126090 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-30107 FILM NUMBER: 1544642 BUSINESS ADDRESS: STREET 1: P O BOX 512 CITY: MILWAUKEE STATE: WI ZIP: 53201 BUSINESS PHONE: 4144752000 MAIL ADDRESS: STREET 1: 1126 SOUTH 70TH STREET STREET 2: 1126 SOUTH 70TH STREET CITY: WEST ALLIS STATE: WI ZIP: 53214 FORMER COMPANY: FORMER CONFORMED NAME: ALLIS CHALMERS MANUFACTURING CO DATE OF NAME CHANGE: 19710614 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FIRSTAR CORP /NEW/ CENTRAL INDEX KEY: 0001074023 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 391940778 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 777 EAST WISCONSIN AVENUE CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 4147654321 MAIL ADDRESS: STREET 1: 777 EFAST WISCONSIN AVENUE CITY: MILWAUKEE STATE: WI ZIP: 53202 SC 13G/A 1 alli1200.txt ALLIS-CHALMERS 13G/A - YR-END FILING SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3 ) Allis Chalmers Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 019645407 (CUSIP Number) December 31, 2000 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [x ] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes) CUSIP No. 019645407 13G 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Firstar Corporation 39-1940778 - ------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) X - ------------------------------------------------------------------------------ 3 SEC USE ONLY - ------------------------------------------------------------------------------ 4 CITIZENSHIP OR PLACE OF ORGANIZATION Wisconsin - ------------------------------------------------------------------------------ NUMBER OF :5. SOLE VOTING POWER : 151 SHARES BENEFICIALLY OWNED BY EACH :---------------------------------------- :6. SHARED VOTING POWER : 0 REPORTING PERSON WITH :---------------------------------------- :7. SOLE DISPOSITIVE POWER : 143 :---------------------------------------- :8. SHARED DISPOSITIVE POWER : 0 - ------------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 151 - ------------------------------------------------------------------------------ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* X See Item 4 - ------------------------------------------------------------------------------ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0% - ------------------------------------------------------------------------------ 12 TYPE OF REPORTING PERSON* HC - ------------------------------------------------------------------------------ CUSIP No. 019645407 13G 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Firstar Investment Research & Management Co., LLC 39-1357350 - ------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) X - ------------------------------------------------------------------------------ 3 SEC USE ONLY - ------------------------------------------------------------------------------ 4 CITIZENSHIP OR PLACE OF ORGANIZATION Wisconsin - ------------------------------------------------------------------------------ NUMBER OF :5. SOLE VOTING POWER : 0 SHARES BENEFICIALLY OWNED BY EACH :---------------------------------------- :6. SHARED VOTING POWER : 0 REPORTING PERSON WITH :---------------------------------------- :7. SOLE DISPOSITIVE POWER : 0 :---------------------------------------- :8. SHARED DISPOSITIVE POWER : 0 - ------------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 - ------------------------------------------------------------------------------ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* X See Item 4 - ------------------------------------------------------------------------------ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0% - ------------------------------------------------------------------------------ 12 TYPE OF REPORTING PERSON* IA - ------------------------------------------------------------------------------ CUSIP No. 019645407 13G 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Firstar Bank, N.A. - ------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) - ------------------------------------------------------------------------------ 3 SEC USE ONLY - ------------------------------------------------------------------------------ 4 CITIZENSHIP OR PLACE OF ORGANIZATION organized under the laws of the United States - ------------------------------------------------------------------------------ NUMBER OF :5. SOLE VOTING POWER : 151 SHARES BENEFICIALLY OWNED BY EACH :---------------------------------------- :6. SHARED VOTING POWER : 0 :---------------------------------------- REPORTING PERSON WITH :7. SOLE DISPOSITIVE POWER : 143 :---------------------------------------- :8. SHARED DISPOSITIVE POWER : 0 - ------------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 151 - ------------------------------------------------------------------------------ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* X See Item 4 - ------------------------------------------------------------------------------ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0% - ------------------------------------------------------------------------------ 12 TYPE OF REPORTING PERSON* BK - ------------------------------------------------------------------------------ CUSIP No. 019645407 13G 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Allis Chalmers Retiree Health Trust - ------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) X - ------------------------------------------------------------------------------ 3 SEC USE ONLY - ------------------------------------------------------------------------------ 4 CITIZENSHIP OR PLACE OF ORGANIZATION Wisconsin - ------------------------------------------------------------------------------ NUMBER OF :5. SOLE VOTING POWER : 101,977 SHARES BENEFICIALLY OWNED BY EACH :------------------------------------------ :6. SHARED VOTING POWER : -0- REPORTING PERSON WITH :------------------------------------------ :7. SOLE DISPOSITIVE POWER : 101,977 :------------------------------------------ :8. SHARED DISPOSITIVE POWER : -0- - ------------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 101,977 - ------------------------------------------------------------------------------ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 0 - ------------------------------------------------------------------------------ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 6.4% - ------------------------------------------------------------------------------ 12 TYPE OF REPORTING PERSON* EP - ------------------------------------------------------------------------------ Item 1(a). Name of Issuer: Allis Chalmers Corporation Item 1(b). Address of Issuer's Principal Executive Offices: P. O. Box 512 Milwaukee, WI 53201-0512 Item 2(a). Name of Persons Filing: Firstar Corporation Firstar Investment Research & Management Co., LLC Allis-Chalmers Retiree Health Trust Item 2(b). Address of Principal Business Office or, if none, Residence: Firstar Corporation and Firstar Investment Research & Management Co., LLC 777 E. Wisconsin Avenue Milwaukee, Wisconsin 53202 Firstar Bank, N.A. 425 Walnut Street Cincinnati, Ohio 45202 Allis-Chalmers Retiree Health Trust c/o Firstar Bank, N.A. 777 E. Wisconsin Avenue Milwaukee, Wisconsin 53202 Item 2(c). Citizenship: Firstar Corporation, Firstar Investment Research & Management Co., LLC, and Allis Chalmers Retiree Health Trust: Wisconsin Firstar Bank, N.A. is organized under the laws of the United States with its principal business office located in Ohio Item 2(d). Title and Class of Securities: Common Stock Item 2(e). CUSIP Number 019645407 Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a: (a)[ ] Broker or Dealer registered under Section 15 of the Act (15 U.S.C. 78o). (b)[ X ] Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). (c)[ ] Insurance Company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). (d)[ ] Investment Company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). (e)[ X ] An investment adviser in accordance with Section 240.13d-1(b)(1)(ii)(E). (f)[ X ] An employee benefit plan or endowment fund in accordance with Section 240.13d-1(b)(1)(ii)(F). (g)[ X ] A parent holding company or control person in accordance with Section 240.13d-1(b)(1)(ii)(G). (h)[ ] A savings association as defined in Section 13(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813). (i)[ ] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3). (j)[ ] A group, in accordance with Section 240.13d-1(b)(1)(ii)(J). Item 4. Ownership: At December 31, 2000, there were 101,977 common shares of Allis Chalmers Corporation in the Allis Chalmers Retiree Health Trust (the "Plan"). Firstar Corporation owns all of the outstanding shares of Firstar Bank, N.A. (the trustee of the Plan), and Firstar Investment Research & Management Co., LLC (the investment advisor to the Plan). Under the terms of the Plan and related documents, the trustee votes all Allis Chalmers Corporation shares in the account as directed by a committee of the Plan and has no investment discretion with respect to the Allis-Chalmers Corporation common stock except as expressly directed by the committee. Shares totaling 151, as detailed on the Firstar Bank, N. A. and Firstar Corporation cover pages, are shares held by Firstar Bank, N.A. in various fiduciary capacities independent of the shares held by Firstar Bank, N.A. as trustee of the Allis-Chalmers Retiree Health Trust. Item 5. Ownership of Five Percent or Less of a Class: Inapplicable Item 6. Ownership of More Than Five Percent on Behalf of Another Person: Inapplicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company: See Exhibit B Item 8. Identification and Classification of Members of the Group: Inapplicable Item 9. Notice of Dissolution of Group: Inapplicable Item 10. Certification: By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. Signature: After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. FIRSTAR CORPORATION By: Jennie P. Carlson Dated Jennie P. Carlson February 14, 2001 Sr. Vice President Firstar Investment Research & Management Co., LLC By: Jeff Squires Dated Jeff Squires February 14, 2001 FIRSTAR BANK, N.A. By: Jane Ludwig Dated Jane Ludwig February 14, 2001 Vice President ALLIS-CHALMERS RETIREE HEALTH TRUST Firstar Bank, N.A. as Trustee By: Bill Blosky Dated Bill Blosky February 14, 2001 EX-99 2 alliexha.txt EXHIBIT A - AGREEMENT TO FILE JOINTLY EXHIBIT A AGREEMENT FOR JOINT FILING OF SCHEDULE 13G The undersigned hereby agree that the Schedule 13G being filed with the Securities and Exchange Commission to report their beneficial ownership of more than 5% of the common shares of Allis-Chalmers Corporation shall be, and is, filed on behalf of each of the undersigned. FIRSTAR CORPORATION By: Jennie Carlson Dated Jennie Carlson February 14, 2001 Sr. Vice President Firstar Investment Research & Management Co., LLC By: Jeff Squires Dated Jeff Squires February 14, 2001 FIRSTAR BANK, N.A. By: Jane Ludwig Dated Jane Ludwig February 14, 2001 Vice President ALLIS-CHALMERS RETIREE HEALTH TRUST By: Firstar Bank, N.A. as Trustee Dated Bill Blosky February 14, 2001 Bill Blosky EX-99 3 alliexhb.txt EXHIBIT B - IDENTIFICATION OF SUBSIDIARIES EXHIBIT B IDENTIFICATION OF SUBSIDIARY(IES) ITEM 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company: Firstar Investment Research & Management Co., LLC IA Firstar Bank, National Association BK -----END PRIVACY-ENHANCED MESSAGE-----